Job Title Compliance Officer Investment Bank Compliance Origination & Advisory Capital Markets Corporate Title Vice President Location New York, NY Overview You will provide real time support to Equity Capital Markets (ECM) and Strategic Equity businesses. This support focuses on origination of equity initial public offerings, secondary offerings, convertible bond offerin

Come work with us Metropolitan Commercial Bank (the "Bank") is a New York City based full service commercial bank that provides a broad range of business, commercial and personal banking products and services to individuals, small businesses, private and public middle market and corporate enterprises and institutions, municipalities and local government entities. The Bank

The Assistant Director, Proposals (AD) will work with the Executive Director of Operations to establish the Economic Development (ED) proposals team. This team will manage the identification, review, drafting and proposal related administrative duties, as well as assist Economic Development's centers and programs with their proposal related objectives. The successful cand

A&O Shearman is a new global industry leading law firm, with 47 offices in 29 countries worldwide. Our fluency in English law, US law, and the laws of the world's most dynamic markets, enables us to provide unmatched insight and seamless delivery to clients. We work on challenging and important deals and disputes that have the potential to shape the future. We offer excep

The Sy Syms School of Business at Yeshiva University in New York City is seeking to fill a tenure track position in the finance area. The position is at the assistant/associate level, with or without tenure, depending on the candidate's qualifications. Experience & Educational Background Applicants must have a PhD in finance or related field or expect to receive such a de

Job description Our purpose Opening up a world of opportunity explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world for our cus

Columbia School of Social Work (CSSW) has been a leader in social work education and research since 1898. Our mission is to foster social work education, practice, and research that strengthen and expand the opportunities, resources, and capabilities of all persons to achieve their full potential and well being. Our mission extends beyond the classroom, aiming to create a

This position is responsible for obtaining data from clients and following up; preparing quarterly and/or annual administration; preparing reports and tax forms and running various tests including ADP, ACP, etc.; checking and monitoring loan and distribution requests; handling IRS and internal client audits; assisting other Pension Administrators whenever necessary; and o

The responsibilities include performing various functions for the Trust Department including settlements, check preparation, funds maintenance, reconciliations, deposits, and account openings. Trade Settlements Check preparation Reconciliations Daily Deposits Maintain proficient knowledge of, and demonstrate ongoing compliance with all laws and regulations applicable to t

The function of the Financial Consultant is to actively manage the investment and insurance relationships within an assigned branch network of the Bank. The consultant shall work with all bank partners to deliver planning services and the appropriate products to bank customers, prospects, personal clientele and to non bank prospects in a given territory. Maintain proficie

Establish new accounts within ClientWorks and gather appropriate paperwork for additional account features, account transfers, and compliance required disclosures and logs. Mail or docusign forms to clients as required. Follow all steps of account opening from application to inception, making sure the account is in good order and resolving any issues within the appropriat

Client Acquisition Identifies and attracts new clients to the Bank's wealth offerings through direct prospecting efforts, client referrals, and by partnering with Bank associates. Builds and cultivates strategic partnerships with centers of influence to enhance acquisition efforts. Responsible for external networking and market development. Relationship Management Serves

VP, Sr Portfolio Manager will support the Health Care Real Estate (HCRE) Portfolio Management team with managing existing HCRE & ABL loans. The VP/Director will act as primary contact to Borrower's CFOs and Controllers. Will be responsible for vetting Borrower's compliance certificates and financial statements. Respond to Borrower's and Sponsor's ad hoc requests. Draft am

The Wealth Planner (Planner) is responsible for delivering financial planning experience to Key Private Bank (KPB) high net worth clients and prospects. The Planner will work closely with KPB Relationship Managers to acquire and deepen relationships by increasing planning engagement with existing clients, and support prospect and Centers of Influence (COI) engagements. Th

The Private Client Advisor's focus will be on our Mass Affluent client base with planning and financial wellness as the basis of their methodology and will lead with these concepts. The Advisor will be the primary provider of investment services to KeyBank Mass Affluent clients by providing investment solutions to new and existing clients while identifying full relationsh