Preparation of daily and monthly Capital computation (15c3 1) Preparation of the Customer Reserve calculation (15c3 3) Review and present the month end data variance package to Leadership/ Senior Management Qualifications Bachelor's degree preferred 5+ years of Financial Services experience 5 10 years of Regulatory Reporting expertise About TALENT SHIFT, LLC TALENT SHIFT,

Using our administrative systems, the incumbent is tasked with reviewing annuity, life insurance, and mutual fund transactions and provide Principal determination as to whether cases meet our suitability guidelines. Monitors customer transactions and identifies any patterns requiring review by Corporate Compliance and assists in the resolution of cases that have been esca

Title Global Markets Compliance Compliance FICC Support Location New York, NY Duration 8 Months Duties Position Overview The role of a Compliance Officer covering Global Banking & Markets FICC, macro products is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk within the FICC business by articulating and maintaining

As a Regulatory Affairs team member, you will have an opportunity to collaborate with many colleagues in the bank, both regionally and globally, across multiple lines of businesses. You and Your Job The Regulatory Exam Management Officer will manage the regulatory interaction prior to, during and after regulatory examinations, mainly focusing on Wholesale and Rural (WR) e

The Insurance Manager is a newly created position to support the growth and expansion of the company. Must have professional liability. This new role will be an influential leadership position and is responsible for the development and management of a comprehensive corporate risk management/insurance program with a concentration licensing, general liability, governance, ri

Investigate alerts or notifications produced within fraud analytics software, and other daily reports, related to potential misuse or abuse of products and services such as account and deposit fraud, wire fraud, loan fraud and identity theft. Track fraud losses and trends and maintain related logs or cases within the fraud analytics software and core system. Assist in mon

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience and our ability to be compelling to our clients. You'll find an environ

Old Republic Surety Company (ORSC) is currently seeking a Bond Manager to join its Contract Surety Team in our Upstate NY Region (Albany, Syracuse, Rochester, etc.). Candidates who reside in any area is Upstate New York are encouraged to apply. ORSC ranks among the nation's top underwriters of contractors' performance and payment bonds, miscellaneous surety, and c

Senior Director, Relationship Management Alternatives Segment Bring your ideas. Make history. BNY Mellon offers an exciting array of future forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You will have direc

West Creek 3 (12073), United States of America, Richmond, Virginia Anti Money Laundering Supervisor Complex Investigations Unit, Account Closing Job Title Anti Money Laundering (AML) Supervisor Level Sr. Associate The Anti Money Laundering (AML) Supervisor, also referred to as an AML Sr. Investigator II, supervises various AML processes, which might include suspicious acti

The Regulatory Compliance Specialist reports to the Director of Regulatory Compliance. The Specialist will support the oversight and management of Medicaid regulatory compliance activities, including monitoring of all related regulatory guidance for compliance work plan activities, supporting the organization with corrective actions and regulatory disclosures, contributin

Job description Our purpose Opening up a world of opportunity explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world for our cus

Area Director of Finance Requisition ID 2024 53390 Category Accounting/Finance Job Location US NY New York Property New York City Growth Highgate Hotels Compensation Type Yearly Highgate Hotels Highgate is a premier real estate investment and hospitality management company widely recognized as an innovator in the industry. Highgate is the dominant player in U.S. gateway m

SMBC Group is a top tier global financial group. Headquartered in Tokyo and with a 400 year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is t